Rambam’s 13 Principles

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I. Afterlife and Resurrection

The Mishnah (Sanhedrin 90a) states: “All Jews have a place in the world-to-come… These have have no place in the world-to-come: He who states that there is no resurrection of the dead from the Torah….” The Gemara asks why such a severe punishment is placed on one who rejects resurrection of the dead. It answers: Since he denies resurrection of the dead, he will have no place in it because all of God’s ways are measure for measure.

The Gemara’s words imply a correspondence between, or rather an equivalence of, the afterlife (i.e. world-to-come) and the resurrection. Therefore, someone who rejects the resurrection has no place in the afterlife, measure for measure. In other words, the afterlife is a continuation of the resurrection. This position works well with the Ramban’s view (in Sha’ar HaGemul) that the afterlife is the era of resurrection. However, it seems to contradict the Rambam’s view (Hilchot Teshuvah 1:2) that the afterlife is the world of souls immediately after death. According to the Rambam, the resurrection occurs only at “the end of days” (preceding or during the Messianic Era – ed.). The Ran (Commentary to Sanhedrin) noted this question and answered that the Gemara contains conflicting views on the subject: Rambam follows one view and Ramban follows the other.

However, we can challenge the Ran’s answer as follows: The above Mishnah equates resurrection and the afterlife by punishing one who rejects resurrection with no place in the afterlife, as the Gemara explains. According to the Ran, the Rambam adopts the other view and rejects the Mishnah’s position. If so, why does the Rambam (Hilchot Teshuvah 3:6) rule like the Mishnah? This question is strengthened because R. Yehuda HaNasi (Rebbe), the Mishnah’s editor, also believed that the afterlife and resurrection refer to the same concept, like the Ramban. If so, how could the Rambam adopt the other position?

We can see that Rebbe adopts the same view as the Ramban from the discussion described in Sanhedrin (91a-b):

Antoninus said to Rebbe: The body and soul can exempt themselves from judgment. How? The body says, “the soul sinned….” And the soul says, “the body sinned….”

[Rebbe] replied: I will answer with a parable. What is this like? A human king who has a nice orchard…. He installed two guards, one lame and the other blind… [The lame guard climbed on the blind guard and directed him to steal from the orchard. The king] put the lame one together with the blind and judged them as one. Similarly, God will put the soul into the body and judge them together.

We see clearly from Rebbe’s words that the ultimate reward and punishment will be given to body and soul together. This corresponds with Ramban’s view that the primary recompense is after the resurrection, when body and soul are reunited. However, the Rambam, who believes that the primary reward and punishment is in the world of souls, cannot reconcile with Rebbe’s statement that the soul is judged together with the body.

Indeed, the Ramban (Sha’ar HaGmul, Mossad HaRav Kook edition, p. 300) proves that Rebbe agrees with him from another passage. In Sanhedrin (110b), Rebbe says that the ten lost tribes will return in the afterlife. We can infer that the afterlife is a place for physical existence and not just souls. (They are already in the world of souls and need not “return” to it -ed.)

We also cannot argue that the Mishnah really believes that the afterlife and resurrection are separate concepts. However, the Gemara later equated the two in order to explain that the punishment is measure for measure. In this way, one could say that the Rambam followed the Mishnah but not according to the Gemara’s explanation. We cannot say this because of the rule that an unnamed Mishnah follows R. Meir, who is also the earliest source of the concept that punishments are measure for measure (see Sanhedrin 100a). The Gemara is correct to explain the Mishnah as equating the two concepts.

II. Differences in the Rambam’s Words

I believe that in order to explain the Rambam’s position, we need to look carefully at his general approach to the Thirteen Fundamental Principles of Faith, which he lists in his commentary to this Mishnah (Sanhedrin, introduction to Perek Chelek) and codifies in his Mishneh Torah (Hilchot Teshuvah 3:6-8). One who compares these two versions of the Thirteen Principles will find a number of differences that demand explanation:

  1. In the Mishnah commentary, the eleventh principle is belief in recompense in the afterlife. In its Mishneh Torah parallel (Hilchot Teshuvah 3:6), this principle does not appear at all.
  2. Among the deniers (kofrim) listed in Hilchot Teshuvah, the Rambam includes someone who denies (only) the Oral Torah. No similar principle exists in the Mishnah commentary, where instead it is included within the eighth principle–belief in Torah from heaven.
  3. The tenth principle in the Mishnah commentary is that God knows all actions. In Mishneh Torah (ibid.), a denier of God’s knowledge is included in the eighth position, among the heretics (epikorsim).
  4. In the Mishnah commentary, the twelfth principle is belief in Mashiach and the thirteenth is belief in resurrection. In Mishneh Torah (ibid.), a denier of Mashiach appears after a denier of resurrection.

We can certainly find differences between the Rambam’s Mishnah commentary and Mishneh Torah, which were written many years apart. However, I believe that, in the case before us, we are able to reconcile the two texts without appealing to contradiction.

III. Arrangement of Principles

The Rambam organizes the thirteen principles in the Mishnah commentary as follows:

I. God

  1. He is the Creator and Guide
  2. His unity
  3. He is incorporeal
  4. He is eternal
  5. No other being is worthy of worship

II. Torah

  1. Prophecy
  2. Moshe’s prophecy
  3. Torah from heaven (including Oral Torah)
  4. Eternity of Torah

III. Recompense (reward and punishment)

  1. God’s omniscience
  2. Afterlife
  3. Mashiach
  4. Resurrection

This division corresponds to R. Yosef Albo’s three principles in his Sefer HaIkkarim. In contrast, the Rambam presents a different division in Mishneh Torah (Hilchot Teshuvah 3:6-8):

I. Sectarians (minim)

  1. Creator and Guide
  2. Unity
  3. Incorporeal
  4. Eternal
  5. No other being is worthy of worship

II. Heretics (epikorsim)

  1. Prophecy
  2. Moshe’s prophecy
  3. God’s knowledge

III. Deniers (kofrim)

  1. Torah from heaven
  2. Oral Torah
  3. Eternity of Torah

IV. Other Deniers

  1. Resurrection
  2. Mashiach

(The Rambam (ibid. 3:6) describes three categories of deniers–deniers of the Torah (with three sub-categories), resurrection and redeemer. For the sake of simplicity, we divided and described it as above.)

Perhaps we can classify the categories in Mishneh Torah as follows:

  1. Sectarians, who reject God’s existence and unity
  2. Deniers, who reject the obligations placed on man and their resultant recompense
  3. Heretics, who reject the connection between God and man

(The source for this three-way distinction is in the Mishnah (Sanhedrin 90a) itself: “These have have no place in the world-to-come: He who states that there is no resurrection of the dead from the Torah, there is no Torah from heaven and the heretic (epikorus).” Resurrection corresponds to recompense, Torah from heaven to the connection between God and man, and heretic refers to a sectarian in Talmudic language. The Rambam reclassified heretic as sectarian and used the term heretic with another meaning.)

IV. Different Goals

The key to resolving our difficulty is recognizing the Rambam’s different agenda in writing these two books. The Mishnah commentary is an educational work, teaching texts and ideas to the layperson. The Mishneh Torah is halachic, a compendium of all of the Torah’s laws. For this reason, the Rambam explains the fundamental principles of Judaism in his Mishnah commentary. In contrast, in Mishneh Torah, the Rambam categorizes the Jews who have removed themselves from the collective by rejecting one of the thirteen principles. Therefore, in the Mishnah commentary the Rambam arranged the principles according to the proper beliefs a Jew must accept, setting them forward pedagogically one after the other. In Mishneh Torah, the Rambam organized the principles according to the people who do not believe them. The Mishnah commentary emphasizes the positive, what is a true belief. Mishneh Torah emphasizes the negative, the person who lives without faith.

V. Implications

This distinction will resolve all the differences between the two presentations we discussed above.

1. Rejection of afterlife

Rejection of afterlife is not mentioned in Mishneh Torah for a simple reason: the Rambam’s listing someone who rejects the resurrection is sufficient. This implies that someone who rejects the afterlife has no portion in it. If someone who rejects a part of recompense (resurrection) receives no portion in the afterlife, then certainly someone who rejects the primary recompense (the afterlife, according to the Rambam) receives no portion. In other words, the Rambam means that even someone who rejects resurrection has no place in the afterlife (in his Letter on Resurrection, the Rambam explains his need for this emphasis).

The Rambam does this when his classifications are in the negative. However, when he explains the fundamental principles of faith in a positive fashion, he cannot omit belief in the afterlife. In Rambam’s opinion, the afterlife is the primary venue for reward and punishment. There is no connection between the afterlife and resurrection, and each must receive its own principle.

2. Rejection of the Oral Torah

According to the Rambam, belief in the Oral Torah is an integral part of belief in the Written Torah. This can be seen in the language of the eighth principle: “That the Torah is from heaven… And so, too, the explanations of the Torah….” Since, in his view, the two Torahs are one, he assigned them a single principle to emphasize their unity. In this, the Rambam is following his approach in the first essay (shoresh) in Sefer HaMitzvot, in which he includes all rabbinic commandments within the biblical commandment of “do not deviate” (Devarim 17:11). This unity of the two Torahs, itself a fundamental belief, is emphasized in the Mishnah commentary, where the Rambam explains the principles of faith on a theoretical level. However, when he undertakes the practical classification of different heretics, the Rambam only lists two types: 1) those who reject the Written Torah, and 2) those who accept the Written Torah but reject the Oral Torah.

3. Denial of God’s Knowledge

We can also now understand the different placements of the tenth principle–God’s knowledge. In the Mishnah commentary, the Rambam functions as an educator, guiding the reader through the paths of faith, building a worldview step by step. Therefore, he organized the principles as we showed above: God, Torah, Recompense. First a person has to know his God; then he has to believe in the obligations God has imposed on him; and finally he must believe in the reward awaiting him for fulfilling those duties. Belief in God’s knowledge of human actions is a prerequisite for belief in recompense. Without knowledge, there can be no just reward.

However, in Mishneh Torah, the Rambam does not explain the principles but rather lists those who reject them. The order is, therefore, different. Someone who denies God’s knowledge of human actions is classified among those who reject the connection between God and man. That is why he is listed along with those who reject prophecy.

4. Mashiach and Resurrection

The difference in the order of Mashiach and resurrection can also be explained with this idea. The Rambam, in the Mishnah commentary, is taking the reader one step at a time through the beliefs. The order of recompense is therefore chronological: afterlife, Mashiach and then resurrection. (The Rambam believes that the afterlife comes to a soul immediately after death — see Hilchot Teshuvah 8:1.) In Mishneh Torah, the Rambam lists the heretics according to their severity. As we explained above, a denier of resurrection includes rejection of recompense entirely. According to the Rambam, the Messianic Era is not a time for reward and punishment but the time that offers the greatest opportunity to earn reward in the afterlife. He writes (Hilchot Melachim 12:4):

The Sages and prophets did not desire the Messianic Era so they could rule over the world… and not so they could eat, drink and rejoice. Rather so they would spend time in Torah and its wisdom without resistance or disturbance, so they could merit the afterlife.

Therefore, the Rambam, in Mishneh Torah, listed a denier of resurrection and afterlife before a denier of Mashiach.

VI. Rambam’s Approach

With this idea, we can answer our initial question on the Rambam from the Mishnah (Sanhedrin 90a). How could he reject the Mishnah’s view equating the afterlife and resurrection? The Mishnah can be explained in the same way as the Rambam: Someone who rejects resurrection rejects reward and punishment entirely and his punishment is measure for measure. By denying resurrection, he rejects recompense and therefore receives none, neither in resurrection nor in the afterlife. And all other Jews, they have a portion in the world-to-come.
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This loose translation was undertaken by R. Gil Student with R. Yaakov Ariel’s permission but was not reviewed by the author. Please consult the Hebrew original here (28 Iyar 5773).

About Yaakov Ariel

Rabbi Yaakov Ariel is the chief rabbi of Ramat Gan, president of the Ramat Gan Yeshiva and president of the Tzohar rabbinical organization. He is the author of five volumes of responsa, Be-Ohalah Shel Torah, among other books. His official website is HaravAriel.com

2 comments

  1. On the Seifer haIqarim angle…

    R’ Yosef Albo uses the word “iqar” differently than we mean it when discussing the Rambam’s 13. In Seifer haIqarim, he only calls the necessary givens of Judaism “iqarim”. Ideas that are mantory beliefs but can be derived from these iqarim are called “shorashim” (roots). But in discussing the 13 mandatory beliefs, we would use the word “iqarim” to refer to both.

    (There are also anafim (branches), which are also derived from the iqarim — directory or via shorashim — but belief in an anaf is not mandatory.)

    So, when comparing the Rambam to the Seifer haIqarim, I would line up the latter’s mandatory beliefs as follows:

    Ikkar 1- Hashem exists (Rambam ikkar 1) – H”T 3:7 denial makes one a min
    Shoresh 1.1- Divine Unity (Rambam ikkar 2)
    Shoresh 1.2- That He has no body (Rambam ikkar 3)
    Shoresh 1.3- That He is beyond the concept of time (Rambam ikkar 4)
    Shoresh 1.4- That He is perfect (Rambam ikkarim 2 and 5, see below)
    Ikkar 2- Revelation
    Shoresh 2.1- Accepting the nevi’im (Rambam ikkar 6)
    Shoresh 2.2- Moshe Rabbeinu’s uniqueness (Rambam ikkar 7)
    Shoresh 2.3- The binding nature of the Torah (Rambam ikkarim 8 and 9)
    Ikkar 3- Divine Justice (Rambam ikkarim 10 and 11)
    Shoresh 3.1- Resurrection of the dead (Rambam ikkar 13)

    (Taken from my blog post at < http://www.aishdas.org/asp/2006/01/ikkarei-emunah.shtml>.)

    Notice it is much like the arrangement you found in the Peirush haMishnayos. Except that RYA does not require belief in the Rambam’s #12 — bi’as hamashiach (the messiah’s arrival). I find it interesting that RYA requires belief in the resurrection, but not in the messiah.

  2. I have a number of problems with Rav Ariel’s thought-provoking article, but let me note just one. He maintains that the Rambam’s assertion that one who denies resurrection has no portion in the world to come indicates that the same is true of one who denies olam ha-ba, which refers to disembodied survival of the soul according to the Rambam. This, R. Ariel asserts, follows from a sort of kal va-chomer. If one who denies what the Rambam sees as a lesser form of reward loses his portion in the world to come, it follows that this is clearly the case for one who denies the primary form of reward. R. Ariel even makes a parenthetical reference to Ma’amar Tehiyyat ha-Metim in his discussion.
    But in Ma’amar Tehiyyat ha-Metim, the Rambam says that because belief in disembodied entities is difficult for the masses to digest, he does not consider the masses who believe that the angels and benei olam ha-ba are bodies heretics. He adds, “Would that every fool would limit his foolishness to this degree and we could be certain that the faith of such people would escape the belief in the corporeality of the Creator. There is no damage done if they believe this about the separated creatures [i.e., disembodied intelligences].”

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